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Business Continuity Plan

Business Continuity Planning – Disclosure


Cevidica Securities Group LLC (“Cevidica” of “the “Firm”) has developed a Business Continuity Plan on how the Firm will respond to events that significantly disrupt its business. Since the timing and impact of disasters and disruptions is unpredictable, the Firm will have to be flexible in responding to actual events as they occur. With that in mind, the Firm is providing you with this information on its business continuity plan.
 

Contacting Us – If after a significant business disruption, you contact the Firm as you usually do at (646) 713-2020.
 

Cevidica’s Business Continuity Plan – The Firm plans to quickly recover and resume business operations after a significant business disruption and respond by safeguarding the Firm’s employees and property, making a financial and operational assessment, protecting the Firm’s books and records, and allowing the Firm’s customers to transact business. In short, the Firm’s business continuity plan is designed to permit it to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
 

The Firm’s business continuity plan addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with investors, associated persons and regulators; alternate physical location of associated persons, critical suppliers, contractors, bank and counter-party impact; regulatory reporting; and assuring its investors prompt access to their funds and securities if the Firm is unable to continue its business.
 

Varying Disruptions – Significant business disruptions can vary in their scope, such as only the Firm, a single building housing the Firm, the business district where the Firm is located, the city where the Firm is located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only the Firm or a building housing the Firm, the Firm will transfer its operations to a local site when needed and expect to recover and resume business within four hours. In a disruption affecting the Firm’s business district, city, or region, the Firm will transfer its operations to a site outside of the affected area and recover and resume business within four hours.
 

For more information – If you have questions about our business continuity planning, you can contact Cevidica Securities Group at (646) 713-2020.

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Cevidica Logo - White with Blue Accent

Cevidica Securities Group LLC
CRD # 104422 | SEC # 8-52878

Cevidica Securities Group LLC is a broker-dealer registered with the Securities and Exchange Commission (SEC) and a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).

Check the background of this firm on FINRA’s BrokerCheck

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Business Continuity Plan

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Cevidica Investment Partners LLC
CRD # 332587

Cevidica Investment Partners LLC is registered as an investment adviser in the State of New York.

Additional information about Cevidica Investment Partners LLC is available on the SEC’s website at www.adviserinfo.sec.gov. A copy of our Form ADV brochure is available upon request.

Address:  400 W 61st St # 523
                 New York, New York 10023

Phone:     646-713-4020

Email:      info@cevidica.com

1. Investment Banking and Securities Brokerage services are provided by Cevidica Securities Group LLC.

2. Private Equity services are provided by Cevidica Investment Partners LLC.

3. The aggregate number of institutional accounts reflects those onboarded directly by Cevidica Securities Group LLC as well as accounts onboarded through Cevidica Securities Group’s joint venture partners.

4. The number of distinct geographic regions in which clients are located.

© Copyright Cevidica Securities Group LLC.  © Copyright Cevidica Investment Partners LLC.  All rights reserved.

THIS WEBSITE IS INTENDED SOLELY FOR INSTITUTIONAL INVESTORS. NOT FOR USE WITH OR DISTRIBUTION TO RETAIL INVESTORS.

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This website content is intended solely for informational and educational purposes for institutional investors. It should not be construed as individualized investment advice, a recommendation to buy or sell any security, or to adopt any investment strategy. Nothing on this website constitutes an offer to sell or a solicitation of an offer to purchase any security in any jurisdiction where such offer, solicitation, or sale would be unlawful or where any affiliated entity is not properly registered or exempt from registration.​

 

Investment advisory services are provided by Cevidica Investment Partners, LLC, a registered investment adviser. Registration as an investment adviser does not imply a certain level of skill or training and does not constitute an endorsement of the firm by any securities regulator, and any reference to registration or licensing should not be construed to imply that any regulatory authority has approved or endorsed the qualifications of the firm or its personnel. Brokerage services are provided by Cevidica Securities Group LLC, an SEC‑registered broker‑dealer and member of FINRA and SIPC, and brokerage and advisory services are offered in separate but affiliated capacities, each subject to different obligations and fee arrangements.​

 

Investing involves risk, including the possible loss of principal, and there is no guarantee that any investment strategy, recommendation, or transaction will achieve its objectives or that losses will be avoided. Past performance is not a guarantee or reliable indicator of future results, and no representation is made that any investor will, or is likely to, achieve results comparable to those shown or described. Any forward‑looking statements, projections, or estimates are inherently speculative, based on assumptions that may not prove accurate, may differ materially from actual results, and are subject to change without notice.​

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